Who it affects
Firms dealing in OTC derivatives must report transactions to an Australian Trade Repository within T+1
In scope firms
Australian registered, formed or incorporated firms. Foreign subsidiaries of Australian Financial Service Licensees
Who it affects
Introduces new measures for the supervision of EU Central Security Depositories (CSDs)
In scope firms
All European CSDs and market operators in context of settlement
Who it affects
Firms trading OTC Derivatives must report swaps to the CFTC
In scope firms
All Swaps Dealers and Major Swap Participants who trade in the US
Who it affects
Firms are required to report all derivatives within T+1 to a Trade Repository
In scope firms
All EU derivatives market participants including non-FS counterparties
Who it affects
Reporting for financial institutions that operate in Singapore
In scope firms
All financial institutions who trade in Singapore
Who it affects
All eligible trades are required to be reported to the relevant NCA within T+1
In scope firms
All MiFID investment firms who execute trades in financial instruments
Who it affects
All SFTs are required to be reported to a recognised TR
In scope firms
All UK counterparties and UK branches of third country CPs
Regulation
Our market-leading technology solutions enable firms to meet their most complex regulatory obligations.
The TRA is the only software that performs a complete reconciliation tailored to all reporting regimes globally.
Total coverage
of all reporting regimes, fields, and tests
meaning only one system, one interface
Rapid results
readily available data
allowing immediate identification of any errors for remediation
Useability
via intuitive dynamic interface
seamlessly integrating into business operations
Transparency
of underlying rulesets
giving you confidence in accuracy of results
Management information
flexible, customisable reporting
saving time and improving control
Trust the TRA to give you:
Specifications
The TRA is easy to use and produces extremely high-quality insights and results to enable leaders to have greater control, providing the solution for your firm to meet complex global regulatory transaction reporting requirements.
Results are presented clearly through interactive dashboards, providing transparent management information and precise root-cause analysis. The software ensures the high levels of accuracy that are needed from the ever-changing risk and regulatory requirements.
We bring together tech experts with market-leading consultants and specialists in regulation and risk. Our diverse range of expertise helps us create solutions to complex regulatory and risk problems. We provide flexible reporting on a weekly, monthly, and quarterly basis.
Our software is completely customisable, meaning you can control and manage all information, test logic, and data exports.
Implementation
The TRA enables firms to solve their most complex challenges. It’s entirely cloud-based and can be accessed from any web-enabled device, equipped with high-security measures to ensure your account and reports are protected. The software/compliance management systems can consume data from all types of front office systems and is compliant with all key information security standards. Our test criteria is available across all reportable fields and is 100% compatible with any software.
Data automation enables us to cut out human error, thereby minimising any potential errors and improving overall accuracy, whilst reports are run remotely and can be accessed in a matter of minutes.