Dedicated MLR focus
For those wishing to gain Cryptoasset authorisation it's even harder to achieve success, with only 13% of applications approved since 2020.
Our team focus specifically on helping firms in this area, and have deep expertise in the money-laundering and counter terrorism regulations.
AIFM and MiFID Specialists
Our team of ex CROs, CCOs, and front office risk professionals have practical experience when advising you on your business model, permissions, and governing structure - to maximise your chances of successful authorisation. Shell forms and templates mean considerable work for you and high chance of failure – Novatus will not give you that.
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Develop comprehensive, tailored documents that meet regulatory expectations with minimal input from the client.
Ensure firms have absolute confidence they are seeking the correct authorisations.
Complete all required documentation and submit Application
Ensure all application forms are completed and correctly submitted.
Once authorisation is achieved, provide compliance and risk support
Offer managed Risk, Compliance and ESG services that provide the breadth and depth of expertise required to meet your obligations.
Business setup, including supporting OMS selection and implementation
Our team of experts support all operational aspects to ensure your business is ready for ‘go live’ and set for long-term success.
Our Proven Five-Step Approach
Our technology solutions are built to streamline and support
MiFID and AIFM authorisation. We provided an end-to-end service, building out the operating model to gain both MiFID and AIFM licences, populating all documentation, policy development and leading the FCA Q&A phase.
We worked with the CEO and CIO to develop regulatory business plans, relevant policies, and determine their regulatory capital calculation, and guided them through the MLR approvals.
MiFID authorisation. Our team reviewed and updated authorisation documentation as required, developed the SMCR roles and responsibilities map and led the FCA Q&A.
Recent Examples of Work
Proud to advise
It has never been harder for financial services firms to achieve FCA authorisation. In 2021 only 7% of firms were rejected for authorisation, but by 2022 this rose to 20%. Novatus Global is a leading expert authorisation process across all regimes and regulators, working with numerous Asset Managers, Banks, and Cryptoasset firms to achieve a 100% success.
Authorisations
Rapid Approval
We ensure you take all steps possible to obtain rapid authorisation. We have significantly shorter authorisation times than the industry average.
Success Rate
We have a 100% application success rate across asset management, banking and cryptoasset firms.
On-hand support
Our team of 40+ risk & compliance experts ensure that you always have on-hand support to guide you through the process of authorisation.
Development
We will consult with you throughout the process to ensure we develop the correct operating model for your business.
We pride ourselves on client delivery, standing apart from our competitors due to: